LUMEN® Compliance

Comply with financial advice regulations more effectively and efficiently than ever before.

Effective and Efficient Compliance



Interactive dashboards and visualisations allow rapid review of advisers and compliance metrics.

Control & Regulation Register

Pre-defined ASIC KRI’s and customiseable register for all of your regulations and controls.

Incident Dashboards

Interactive visualisations for rapid review of incidents and analysis of alerts.

Incident Workflow & Notifications

Automated incident notifications and workflow management for a streamlined, effective and efficient compliance process.

All Alerts