Comply with financial advice regulations more effectively and efficiently than ever before.
100% coverage of clients and advisers monitored
Shift from quarterly sampling to proactive daily oversight
Targeted adviser auditing based on advanced analytics
REP 499 & 515 KRIs
Best Interest metrics
Automated SOA vetting
Full set of ASIC and industry Key Risk Indicators (KRI’s)
RG175 SOA vetting pre-configured
Pre-configured compliance monitoring processes
Standardised interfaces – XPLAN, ASIC, KAPLAN, COIN etc.
Cloud or IRESS hosted so quick & easy to get started
Monthly subscription fee
No upfront Capex
Future proofing with ongoing enhancements to KRI’s included in the subscription
Free up compliance resources for more complex tasks
Interactive dashboards and visualisations allow rapid review of advisers and compliance metrics.
Pre-defined ASIC KRI’s and customiseable register for all of your regulations and controls.
Interactive visualisations for rapid review of incidents and analysis of alerts.
Automated incident notifications and workflow management for a streamlined, effective and efficient compliance process.