LUMEN® Compliance

Comply with financial advice regulations more effectively and efficiently than ever before.

Effective and Efficient Compliance

Monitor

 

Interactive dashboards and visualisations allow rapid review of advisers and compliance metrics.

Control & Regulation Register

Pre-defined ASIC KRI’s and customiseable register for all of your regulations and controls.

Incident Dashboards

Interactive visualisations for rapid review of incidents and analysis of alerts.

Incident Workflow & Notifications

Automated incident notifications and workflow management for a streamlined, effective and efficient compliance process.

All Alerts